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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-08-28 |
| AZ | RA | APPROVED | 2023-07-24 |
| NY | RA | APPROVED | 2021-04-16 |
| RI | RA | APPROVED | 2021-01-27 |
| MA | RA | APPROVED | 2018-07-26 |
| CA | RA | APPROVED | 2018-06-28 |
| MI | RA | APPROVED | 2018-06-28 |
| NC | RA | APPROVED | 2018-06-28 |
| MN | RA | APPROVED | 2018-05-09 |
| PA | RA | APPROVED | 2018-05-09 |
| FL | RA | APPROVED | 2018-04-11 |
| CT | RA | APPROVED | 2018-04-09 |
| NJ | RA | APPROVED | 2018-04-09 |
Branch Locations
1501 Broadway Suite 1613, New York, NY 10036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Park Avenue Securities | New York | NY | 12/2000 | Present |
| Guardian Life Insurance | New York | NY | 12/2000 | Present |
1. DIVERSIFIED PROGAMS INC. Insurance Sales Start: 06/01/1975 Address: 551 5th Ave., Suite 413, New York, NY 10176 Hrs per month - Tot/Bus: 40/2 Investment related 2. Small buisness and Individual consulting Assist on questions relating to business growth, banking, loans, business plan, hiring, etc. Start: 07/26/2017 Address: 1501 Broadway Suite 1613; New York, NY 10036 15 bus hrs per month Not investment related 3. Insurance Sell Insurance products Start: 03/01/1959 Address: 551 5th Ave. Suite 413 New York, NY 10176 120 Hrs per month Not investment related 4. PARKER BROKERAGE, INC. Sell Property & Casualty Insurance Start: 01/01/1995 Address: 551 5th Ave. Suite 3025, New York, NY 4 bus hrs per month Not investment related 5. Brooklyn College Foundation - Board of Directors Temporary Chairman of the Audit & Finance Committee Start: 06/01/1984 Address: Bedford Ave.& Avenue H Brooklyn, NY 2 Bus hrs per month Not investment related 6. NY State Insurance Department Proctor Proctor Licensing and CE exams Start: 11/01/1991 Address: 551 5th Ave. Suite 3025 New York, NY 10176 3 bus hrs per month 7. RBJM Trust Trustee on trust for Grandchildren Start: 01/01/2006 Address: 924 West End Ave, Apt 64 New York, NY 10025 1 bus hr per month Investment related
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-10-09 |
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