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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-06 |
| TX | RA | APPROVED_RES | 2018-11-29 |
Branch Locations
1211 Avenue Of The Americas Suite 3300, New York, NY 10036 • United States
New York, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Llc | New York | NY | 03/2008 | Present |
| City National Bank | New York | NY | 01/2017 | 08/2021 |
FORTIS GROUP - 125 EAST 56TH STREET. NEW YORK, NY 10022. THE NATURE OF THE BUSINESS IS REAL ESTATE. IN 1995 I BECAME A MEMBER OF THE THE BOARD OF DIRECTORS. THERE IS NO PROJECTED END DATE AT THIS TIME. I DEVOTE 1 HOUR PER MONTH TO THIS PROJECT. GIULANO DA MAINNO SRL. NO END DATE. INVESTMENT ADVISOR. DEVOTE 1 HR PER MONTH. (2.) ENTITY: VARDAR LIMITED. ADDRESS OF BUSINESS: C/O GIORGIO ABBATI-BUSSETTI VIA BRUXELLES 59 ROME ITALY. NATURE OF BUSINESS: REAL ESTATE. START DATE: 12/01/92 END DATE: 12/01/35 POSITION: OWNER(ACTIVE) 0 HOURS DEVOTED PER WEEK, 0 HOURS DEVOTED DURING SECURITY TRADING HOURS. DUTIES: NONE
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-01-22 |
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