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Terrence Paul Lambert

Wells Fargo Advisors Financial Network, LLC

Long Beach, NY

Brightwaters, NY

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-02-04
NY RA APPROVED 2021-07-27
NJ RA APPROVED 2002-07-02
  • TX RA
    APPROVED_RES
    Since 2022-02-04
  • NY RA
    APPROVED
    Since 2021-07-27
  • NJ RA
    APPROVED
    Since 2002-07-02

Branch Locations

152 E Park Ave Ste 201, Long Beach, NY 11561 • United States

Brightwaters, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network Llc Long Beach NY 05/2009 Present
Other Businesses

152 ASSOCIATES, INVT RELATED, BRIGHTWATERS, NY, 100% OWNERSHIP, START DATE 3/16/2020, 30 HRS PER MONTH, 6 HRS DURING TRADING, FOR FINET PRACTICE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-10-19
S63 Uniform Securities Agent State Law Examination 1995-09-15
  • S65 Uniform Investment Adviser Law Examination
    1999-10-19
  • S63 Uniform Securities Agent State Law Examination
    1995-09-15

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · LONG BEACH, NY
LPL FINANCIAL LLC · LONG BEACH, NY
CETERA INVESTMENT ADVISERS LLC · LONG BEACH, NY
EDWARD JONES · LONG BEACH, NY
PARK AVENUE SECURITIES LLC · LONG BEACH, NY
OSAIC WEALTH, INC. · LONG BEACH, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LONG BEACH, NY
CITIGROUP GLOBAL MARKETS INC. · LONG BEACH, NY

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