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Wells Fargo Advisors Financial Network, LLC CRD 11025
$252B regulatory AUM 2,990 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-02-04 |
| NY | RA | APPROVED | 2021-07-27 |
| NJ | RA | APPROVED | 2002-07-02 |
Branch Locations
152 E Park Ave Ste 201, Long Beach, NY 11561 • United States
Brightwaters, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Long Beach | NY | 05/2009 | Present |
152 ASSOCIATES, INVT RELATED, BRIGHTWATERS, NY, 100% OWNERSHIP, START DATE 3/16/2020, 30 HRS PER MONTH, 6 HRS DURING TRADING, FOR FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-10-19 |
| S63 | Uniform Securities Agent State Law Examination | 1995-09-15 |
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