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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-08-05 |
| TX | RA | APPROVED | 2024-08-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Securities Llc | Bayside | NY | 03/2014 | 11/2021 |
| Jpmorgan Chase Bank | Bayside | NY | 08/2013 | 11/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bayside | NY | 11/2021 | 08/2024 |
| Lpl Financial, Llc | Bayside | NY | 08/2024 | Present |
1- 08/2024 / Clark, Hollingsworth & Betancourt, Inc / Tax Prep/Accounting/CPA / Inv Related / @loc / start 07/24/2024 2- 07/2024 / Walnut Beech Advisors / DBA for LPL Business (entity for LPL business) / Inv Related / @loc / 160 hrs mnth / 8 hrs during trading / start 08/01/2024
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-06-01 |
| S63 | Uniform Securities Agent State Law Examination | 2014-05-08 |
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