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Andrew Christian Hollingsworth

LPl Financial LLC

Long Beach, NY

CRD 4453218

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-03
NJ RA APPROVED 2020-12-03
  • NY RA
    APPROVED
    Since 2021-08-03
  • NJ RA
    APPROVED
    Since 2020-12-03

Branch Locations

1009 West Beech St Ste 1, Long Beach, NY 11561 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Clark, Hollingsworth & Betancourt, Inc. Long Beach NY 01/2007 01/2022
Royal Alliance Associates, Inc. New York NY 08/2010 07/2020
Lpl Financial, Llc Long Beach NY 08/2020 Present
  • 01/2007 → 01/2022
    Clark, Hollingsworth & Betancourt, Inc.
    Long Beach, NY
  • 08/2010 → 07/2020
    Royal Alliance Associates, Inc.
    New York, NY
  • 08/2020 → Present
    Long Beach, NY
Previous Registrations
Other Businesses

1. 07/01/2017 - REAL ESTATE RENTAL/ REAL ESTATE RENTAL/ INVESTMENT RELATED/ 0%/ 40 SCENIC HILLS DR, RIDGE, NY 11961 2. 1/14/2022 - No Business Name - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Started 01/01/2022 - 80 Hours Per Month/40 Hours During Securities Trading - Accounting and tax preparation. 3. 1/14/2022 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 01/01/2022 - 2 Hours Per Month/0 Hours During Securities Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-03-15
  • S63 Uniform Securities Agent State Law Examination
    2006-03-15
Designations
  • Certified Financial Planner

View on SEC IAPD

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