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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
| NJ | RA | APPROVED | 2020-12-03 |
Branch Locations
1009 West Beech St Ste 1, Long Beach, NY 11561 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Clark, Hollingsworth & Betancourt, Inc. | Long Beach | NY | 01/2007 | 01/2022 |
| Royal Alliance Associates, Inc. | New York | NY | 08/2010 | 07/2020 |
| Lpl Financial, Llc | Long Beach | NY | 08/2020 | Present |
1. 07/01/2017 - REAL ESTATE RENTAL/ REAL ESTATE RENTAL/ INVESTMENT RELATED/ 0%/ 40 SCENIC HILLS DR, RIDGE, NY 11961 2. 1/14/2022 - No Business Name - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Started 01/01/2022 - 80 Hours Per Month/40 Hours During Securities Trading - Accounting and tax preparation. 3. 1/14/2022 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 01/01/2022 - 2 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2006-03-15 |
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