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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2024-05-09
TX RA APPROVED 2024-05-09
  • NV RA
    APPROVED
    Since 2024-05-09
  • TX RA
    APPROVED
    Since 2024-05-09

Branch Locations

10801 W. Charleston Blvd Suite 120, Las Vegas, NV 89135 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Las Vegas NV 03/2008 05/2024
City National Bank Las Vegas NV 09/2018 05/2024
Raymond James & Associate Las Vagas NV 05/2024 Present
  • 03/2008 → 05/2024
    Las Vegas, NV
  • 09/2018 → 05/2024
    City National Bank
    Las Vegas, NV
  • 05/2024 → Present
    Raymond James & Associate
    Las Vagas, NV
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-08-05
S63 Uniform Securities Agent State Law Examination 1985-03-18
  • S65 Uniform Investment Adviser Law Examination
    1995-08-05
  • S63 Uniform Securities Agent State Law Examination
    1985-03-18
Other Names
  • M Ben Hamilton
  • Mark B Hamilton
  • Ben Hamilton

View on SEC IAPD

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