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Lawrence Kevin Ennis

Janney Montgomery Scott LLC

Bedminster, NJ

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2022-08-02
TX RA APPROVED_RES 2019-09-04
NJ RA APPROVED 2009-01-27
  • CO RA
    APPROVED
    Since 2022-08-02
  • TX RA
    APPROVED_RES
    Since 2019-09-04
  • NJ RA
    APPROVED
    Since 2009-01-27

Branch Locations

1580 Route 206 North, Bedminster, NJ 07921 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Bedminster NJ 01/2009 09/2020
Janney Montgomery Scott Llc Bedminster NJ 09/2020 01/2024
Janney Montgomery Scott Llc Bedminster NJ 01/2024 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-02-24
  • S63 Uniform Securities Agent State Law Examination
    1987-02-24
Other Names
  • Larry Ennis

View on SEC IAPD

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