Myles Frederick Wittenstein

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → Present
  Ubs Financial Services Inc
  New York, NY

Previous Registrations

• 2004-09-28 → 2009-01-26
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
  New York, NY
• 1993-12-05 → 2003-10-09
  Alliancebernstein L.P.
  New York, NY

Other Businesses

1)PRESIDENT OF FAMILY LLC FORMED FOR REAL ESTAE INVESTMENT PURPOSES. ADDRESS IS 135 LAWN LANE, OYSTER BAY, NY 11771. DOES NOT INVOLVE ANY TIME DURING MARKET HOURS. CHICKAREE CHICK LLC, 135 LAWN LANE OYSTER BAY, NY 11771, INVESTMENTS START DATE: 7/8/99, HOURS/MONTH: 1 TRADING HOURS: NONE, MEMBER, PRIMARILY INVESTING IN REAL ESTATE TRANSACTIONS. MYLES WITTENSTEIN CHARITABLE FOUNDATION INC. NOT FOR PROFIT, START 9/17/99, HOURS/MONTH: 1, TRADING HOURS: NONE DIRECTOR, TO MAKE CHARITABLE CONTRIBUTIONS TO ORGANIZATIONS 2)TIGER 21, 146 CENTRAL PARK WEST NEW YORK 10023, PEER GROUP, MEMBER OF GROUP, 0HRS MNTH, 0HRS DRNG TRDNG, NOT INVST RLTD. 3) PETER FARAGO TRUST / CO TRUSTEE OF THE ABOVE TRUST MY FRIEND/CLIENT'S DEMISE / PRIVEAT ORGANIZATION OWNERSHIP / 10 HOURS PER MONTH / INVOLVEMENT COMMENCES 04/12/2010 / POSITION HELD - CO TRUSTEE WITH WIFE. 4)PAUL FARAGO TRUST / KEY BISCAYNE, FLORIDA / TRUST / OTHER TRUST / CO TRUSTEE / IS THIS AN INDUSTRY SECTOR ORGANIZATION? N/A / TRUSTEE / CO TRUSTEE OF THE ABOVE TRUST UPON FRIEND/CLIENTS DEMISE / WILL YOU HAVE AUTHORITY TO MAKE INVESTMENT DECISIONS ON BEHALF OF THE COMPANY? NO/ START DATE 11/10/2010. 5)ALAN FARAGO TRUST / KEY BISCAYNE, FLORIDA / TRUST / OTHER TRUST / CO TRUSTEE / IS THIS AN INDUSTRY SECTOR ORGANIZATION? N/A / TRUSTEE / CO TRUSTEE OF FRIEND/CLIENTS TRUST UPON DEMISE / WILL YOU HAVE AUTHORITY TO MAKE INVESTMENT DECISIONS ON BEHALF OF THE COMPANY? YES/ START DATE 11/10/2010. 6)ROBERT FARAGO TRUST / KEY BISCAYNE, FLORIDA / TRUST / OTHER TRUST / CO TRUSTEE / IS THIS AN INDUSTRY SECTOR ORGANIZATION? N/A / TRUSTEE / CO TRUSTEE / WILL YOU HAVE AUTHORITY TO MAKE INVESTMENT DECISIONS ON BEHALF OF THE COMPANY? YES/ START DATE 11/10/2010. 7)ABT UK INVESTMENTS LLC / 610 FIFTH AVENUE NEW YORK,NEW YORK 10185 / COMPANY/ REAL ESTATE / STDUENT HOUSING / INVESTOR / NONE / START DATE 11/30/2012. Daphne Farago 2012 Irrev Tr fbo A Farago / 1285 Ave of the Americas 16 th FloorNew YorkNew YorkUnited States10019 / Hold investments and distribute income / Advise regarding asset allocation to meet investment objectives / 2/21/2022 Daphne Farago 2012 Irrev Tr fbo P Farago / 1285 Avenue of the Americas, 16th floorNew York, N.Y.FloridaUnited States10019 / co trustee /co trustee of the above trust upon friend/clients demise / 11/10/2010 8) Name of Business: Myles F. Wittenstein Charitable Foundation135 Lawn LaneOyster Bay, NY 11771. / Address: 2000 S. Ocean Blvd, Apt 108 South, Palm Beach, FloridaUnited States 33480. / Investment Related: No. / Nature: charitable foundation. / Role: Member of Board of directors- President. / Duty: monitor investments and direct contributions. / Start Date: 1/1/1997. / Hours Devoted: No. / Time Required: 5Hrs. D.F. Trust DTD 7/23/2017, start date-investments, Manage the trust, start date-9/27/2017, FL Delray BeachUnited States-33483

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-04-02
• S63 Uniform Securities Agent State Law Examination
  1991-03-15

Other Names

• Ferdinand Myles Wittenstein