M Kenneth Witover

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2008 → Present
  Ubs Financial Services Inc
  New York, NY

Previous Registrations

• 2004-07-13 → 2008-09-30
  Lehman Brothers Inc.
  New York, NY
  New York, NY
  New York, NY

Other Businesses

1)KAL 1, LLC NEW YORK/PRESIDENT OF LIMITED LIABILITY CORP. REAL ESTATE PARTNERSHIP/5 HRS. PER MONTH. 2)CAMPBELL TRUST / 28 PHEASANT LANE GREENWICH, CT 06830 / TRUST / OTHER TRUST ACCOUNT APPROVED BY COMPLIANCE ON 10/21/2008 / IS THIS AN INDUSTRY SECTOR ORGANIZATION? NO / TRUSTEE / TRUSTEE / WILL YOU HAVE AUTHORITY TO MAKE INVESTMENT DECISIONS ON BEHALF OF THE COMPANY? NO/ START DATE 08/11/1992 / 3)KSHM LLC WAY BEYONE BAGELS / 2234 GOLDEN BEAR WAY PALM CITY,FLORIDA 34990 / OTHER/ FOOD, BEVERAGES & TOBACCO / MEMBER OF LLC WHICH IS A RESTAURANT / MEMBER / PASSIVE MEMBER WILL INVEST IN LLC / START DATE 8/2/2013. 4)THE AMERICAN JEWISH JOINT DISTRIBUTION / 711 THIRD AVENUE NEW YORK,NY 10017 / OTHER/ CHARITIES, CULTURAL, EDUCATIONAL & POLITICAL ORGANISATIONS / PHILANTHROPIC SERVICES / OTHER / CHAIR OF FINANCE COMMITTEE / OVERSEE FINANCE COMMITTEE / START DATE 01/01/2014 /The Patricia Ordway Campbell 2016 Trust / 28 Pheasant Lane Greenwich,ct 06830 / Trust/ Other Trust / Trust Account / Trustee / / trustee of trust / Start Date 6/30/2016/ 73031 / 5) NAME OF OTHER BUSINESS:Estate of Lesley Lasker / INVESTMENT RELATED?:Yes / ADDRESS: 12 Sabine Rd, Oyster Bay Cove, New York 11791/ NATURE OF THE BUSINESS: Executor of estate working with attorney distributing assets per will/ POSITION:Executor/ DUTIES:Executor of estate working with attorney distributing assets per will/ START DATE: 8/14/2020/ HOURS DEVOTED TO BUSINESS:No. 6) NAME OF OTHER BUSINESS:Geraldine Ordway Trust UWO Lesley Lasker / INVESTMENT RELATED?: yes/ ADDRESS: 12 Sabine Rd, Oyster Bay Cove, Nassau, NY, New York 11791/ NATURE OF THE BUSINESS: Trust created to support the decedents child/ POSITION:Approve the allocation and distribution of the income/ assets of the trust. / START DATE: 1/12/2021/ HOURS DEVOTED TO BUSINESS: No 7) NAME OF OTHER BUSINESS:Patricia Ordway Campbell Trust UWO Lesley Lasker / INVESTMENT RELATED?: Yes / ADDRESS: 12 Sabine Rd, Oyster Bay Cove, Nassau, NY, 11791 us/NATURE OF THE BUSINESS: Trust created to support the decedents child / POSITION:Approve the allocation and distribution of the income/ assets of the trust. / START DATE: 1/12/2021 / HOURS DEVOTED TO BUSINESS: no 8) Adam Rosenthal M Kenneth Witover TTEES Jennifer Rolnick Rosenthal Life Insurance Trust245 West 99 Street 12BNew York, NY 10025-5490Y190359 / 245 West 99 Street 12Bnynew yorkUnited States10025 / act as trustt to see that life insurance policy is paid out upon death account is used to pay premiums / trustee / Start Date: 1/15/2010

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-07-22
• S63 Uniform Securities Agent State Law Examination
  1983-05-16