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Albert Howard Wheeler

Janney Montgomery Scott LLC

Raleigh, NC

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-09-13
NJ RA APPROVED 2008-10-09
NC RA APPROVED 2006-07-10
  • TX RA
    APPROVED_RES
    Since 2017-09-13
  • NJ RA
    APPROVED
    Since 2008-10-09
  • NC RA
    APPROVED
    Since 2006-07-10

Branch Locations

4140 Parklake Avenue Glenlake One, Suite 300, Raleigh, NC 27612 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Inc. Raleigh NC 09/1982 Present
  • 09/1982 → Present
    Janney Montgomery Scott Inc.
    Raleigh, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-07-05
S63 Uniform Securities Agent State Law Examination 1983-01-04
  • S66 Uniform Combined State Law Examination
    2006-07-05
  • S63 Uniform Securities Agent State Law Examination
    1983-01-04

View on SEC IAPD

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