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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-11-09 |
| NY | RA | APPROVED | 2021-08-11 |
Branch Locations
277 Park Avenue 2Nd & 3Rd Floor, New York, NY 10172 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P Morgan Securities Inc. | New York | NY | 06/2010 | Present |
| Jpmorgan Chase Bank, N.A. | New York | NY | 10/2010 | Present |
| Films Around The World | Long Island City | NY | 07/2014 | Present |
Entity Name: Films Around the World Investment related: No Address: 44-02 Long Island City, NY Nature of the other business: Independent Film distributor and video sales Position/Title/Relationship: Partial Owner Start Date: 22-Jul-2014 Approximate # of hours a month: 12 Approximate # of hours during securities trading hours: 8 Briefly describe your duties: Advisor Entity Name: Metropolitan Opera Investment related: No Address: http://www.metopera.org/metopera/broadcast/operainfo.aspx 30 Lincoln Center Plaza, New York, NY 10023 Nature of the other business: Opera Position/Title/Relationship: Other; Start Date: 22-Jul-2014 Approximate # of hours a month: 10 hours per year Approximate # of hours during securities trading hours: 10 hours per year Briefly describe your duties: Other - Member of the board 1790 BROADWAY RTMF SUITE 715 10019 MUSIC GRANTS TO AMERICAN OPERA SINGERS, INVEST IN TREASURY, SELL STOCK/DERIVATIVE PRESIDENT : FEBRUARY 1975 2 HOURS/DAY VERY LITTLE OVERSEES EVERYTHING Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2008-12-17 |
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