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Barry Tucker

J.P. Morgan Securities LLC

New York, NY

CRD 450075

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-11-09
NY RA APPROVED 2021-08-11
  • TX RA
    APPROVED_RES
    Since 2022-11-09
  • NY RA
    APPROVED
    Since 2021-08-11

Branch Locations

277 Park Avenue 2Nd & 3Rd Floor, New York, NY 10172 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P Morgan Securities Inc. New York NY 06/2010 Present
Jpmorgan Chase Bank, N.A. New York NY 10/2010 Present
Films Around The World Long Island City NY 07/2014 Present
  • 06/2010 → Present
    J.P Morgan Securities Inc.
    New York, NY
  • 10/2010 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 07/2014 → Present
    Films Around The World
    Long Island City, NY
Other Businesses

Entity Name: Films Around the World Investment related: No Address: 44-02 Long Island City, NY Nature of the other business: Independent Film distributor and video sales Position/Title/Relationship: Partial Owner Start Date: 22-Jul-2014 Approximate # of hours a month: 12 Approximate # of hours during securities trading hours: 8 Briefly describe your duties: Advisor Entity Name: Metropolitan Opera Investment related: No Address: http://www.metopera.org/metopera/broadcast/operainfo.aspx 30 Lincoln Center Plaza, New York, NY 10023 Nature of the other business: Opera Position/Title/Relationship: Other; Start Date: 22-Jul-2014 Approximate # of hours a month: 10 hours per year Approximate # of hours during securities trading hours: 10 hours per year Briefly describe your duties: Other - Member of the board 1790 BROADWAY RTMF SUITE 715 10019 MUSIC GRANTS TO AMERICAN OPERA SINGERS, INVEST IN TREASURY, SELL STOCK/DERIVATIVE PRESIDENT : FEBRUARY 1975 2 HOURS/DAY VERY LITTLE OVERSEES EVERYTHING Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2008-12-17
  • S63 Uniform Securities Agent State Law Examination
    2008-12-17

View on SEC IAPD

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