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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-10-28 |
Branch Locations
1530 Greenview Drive Southwest Suite 103, Rochester, MN 55902 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Associated Financial Planners | Atlanta | GA | 07/1992 | 10/2024 |
| Packerland Brokerage Services, Inc | Green Bay | WI | 01/2006 | 10/2024 |
| Lpl Financial Llc | Rochester | MN | 10/2024 | Present |
1- 10/2024 / 12 Elton Hills LLC / FARM / NON INV RLTD / 5 HRS MNTH 2- 10/2024 / Investors Financial / DBA for LPL Business (entity for LPL business) / INV RLTD / 160 HRS MNTH / 8 HRS DURING TRADING 3- 10/2024 / Trahms Waseca LLC / FARM / NON INV RLTD / 5 HRS MNTH 4- 10/2024 / Wayne Trahms LLC / FARM / NON INV RLTD / 5 HRS MNTH 5- 10/2024 / Trahms Goodhue LLC / FARM / NON INV RLTD / 5 HRS MNTH 6- 10/2024 / Insurance Sales / Non-Variable Insurance / INV RLTD / 160 HRS MNTH / 8 HRS DURING TRADING
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-01-29 |
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