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100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2013-01-07 |
Branch Locations
100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States
3103 Devine Street, Columbia, SC 29205 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self-Employed | Columbia | SC | 03/1976 | Present |
| Manufacturers Life Insurance Co. | Greensboro | NC | 08/1978 | Present |
| Manequity, Inc. | Charlotte | NC | 02/1985 | Present |
| Capital Investment Group, Inc. | Raleigh | NC | 01/2003 | Present |
| Capital Investment Advisory Services, Llc | Raleigh | NC | 12/2013 | Present |
1. INSURANCE AGENT WITH JOHN T. THORNE, SOLE PROPRIETOR AND THE THORNE CORPORATION PROVIDING INSURANCE SALES AND SERVICE. LOCATED PRIMARILY AT OFFICE OF EMPLOYMENT ADDRESS. INVESTMENT RELATED ACTIVITIES PER NASD DEFINITION. BEGUN IN 1969 AND 1976, RESPECTIVELY. SPEND 12 AND 180 HOURS/MONTH RESPECTIVELY ON EACH. SPEND 12 AND 144 HOURS ON EACH RESPECTIVELY DURING TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2020-11-10 |
| S65 | Uniform Investment Adviser Law Examination | 1999-12-15 |
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