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Inactive

Richard Parker Sullivan

Fiscal Dynamics Incorporated

Farmington, CT

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Current Employers
Fiscal Dynamics Incorporated

314 Farmington Avenue Suite 100, Farmington, CT 06032 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 1986-03-04
  • CT RA
    APPROVED
    Since 1986-03-04

Branch Locations

314 Farmington Avenue, Suite 100, Farmington, CT 06032 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fiscal Dynamics, Inc. Avon CT 09/1985 Present
Fiscal Dynamics Associates Inc Avon CT 09/1985 Present
  • 09/1985 → Present
    Fiscal Dynamics, Inc.
    Avon, CT
  • 09/1985 → Present
    Fiscal Dynamics Associates Inc
    Avon, CT
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-06-15
  • S63 Uniform Securities Agent State Law Examination
    1984-06-15

View on SEC IAPD

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