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Hubert Paul Kingsley

Creative Planning

Farmington, CT

Overland Park, KS

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Current Employers
Creative Planning

5454 W. 110Th Street, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-12-20
CT RA APPROVED 2021-12-17
  • TX RA
    APPROVED_RES
    Since 2021-12-20
  • CT RA
    APPROVED
    Since 2021-12-17

Branch Locations

76 Batterson Park Road, Farmington, CT 06032 • United States

5454 W. 110Th Street, Overland Park, KS 66211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mmc Securities Corp. Hartford CT 06/2005 09/2017
Mercer H&B Hartford CT 10/2005 09/2017
Lockton Companies, Llc Farmington CT 09/2017 12/2021
Lockton Financial Advisors, Llc Farmington CT 09/2017 12/2021
Lockton Investment Advisors Farmington CT 09/2017 12/2021
Creative Planning, Llc Overland Park KS 12/2021 Present
  • 06/2005 → 09/2017
    Mmc Securities Corp.
    Hartford, CT
  • 10/2005 → 09/2017
    Mercer H&B
    Hartford, CT
  • 09/2017 → 12/2021
    Lockton Companies, Llc
    Farmington, CT
  • 09/2017 → 12/2021
    Lockton Financial Advisors, Llc
    Farmington, CT
  • 09/2017 → 12/2021
    Lockton Investment Advisors
    Farmington, CT
  • 12/2021 → Present
    Creative Planning, Llc
    Overland Park, KS
Previous Registrations
  • 2017-12-18 → 2021-12-21
    Lockton Investment Advisors, Llc
    Farmington, CT
    Overland Park, KS
  • 2005-07-14 → 2017-09-08
    Mmc Securities Llc
    Hartford, CT
    Hartford, CT
    Hartford, CT
    Norwalk, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-06-07
S63 Uniform Securities Agent State Law Examination 1998-11-24
  • S66 Uniform Combined State Law Examination
    2005-06-07
  • S63 Uniform Securities Agent State Law Examination
    1998-11-24
Other Names
  • Bert P Kingsley

View on SEC IAPD

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Other Offices

NEW ENGLAND ASSET MANAGEMENT, INC. · FARMINGTON, CT
NEW ENGLAND ASSET MANAGEMENT, INC. · FARMINGTON, CT
MJP WEALTH ADVISORS · FARMINGTON, CT
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Farmington, CT
EDELMAN FINANCIAL ENGINES · FARMINGTON, CT
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Farmington, CT
RBC CAPITAL MARKETS, LLC · Farmington, CT
WELLS FARGO CLEARING SERVICES, LLC · FARMINGTON, CT

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