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74 Batterson Park Rd Suite 103, Farmington, CT 06032 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2015-12-09 |
Branch Locations
74 Batterson Park Rd Suite 103, Farmington, CT 06032 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mjp Wealth Advisors | Farmington | CT | 08/2015 | Present |
| Royal Alliance | Farmington | CT | 10/2015 | 03/2018 |
| Arete Wealth Management Llc | Chicago | IL | 03/2018 | 09/2019 |
1) MJP ASSOCIATES INC. (DBA MJP WEALTH ADVISORS); INVESTMENT RELATED; 74 Batterson Park Road, Suite 103 Farmington, CT 06032; WEALTH ADVISOR; STARTED 12/23/15; 120; 100; PROVIDE INVESTMENT ADVICE TO CLIENTS. 2) SELF; POSITION: Producer NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 25 START DATE: 06/18/1996 ADDRESS: 790 Farmington Avenue, Farmington CT 06032 DESCRIPTION: Producer - Life, Accident/Health 2) Insurance; 790 Farmington Ave, Farmington CT 06032; Not Investment related; Position :sole proprietor; Start Date :01-Jan-2000 Hours :10; Security Hours: 2 Brief description of duties :Sales of life, health and disability insurance.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-12-04 |
| S63 | Uniform Securities Agent State Law Examination | 2003-12-22 |
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