Steven Eric Glick

Current Employers

Employment History

• 04/2002 → Present
  American Business
  New York, NY
• 08/2003 → 03/2018
  Royal Alliance Associates, Inc.
  New York, NY
• 04/2008 → Present
  Mjp Associates, Inc
  Farmington, CT
• 03/2018 → 12/2025
  Arete Wealth Management Llc
  Chicago, IL
• 01/2026 → Present
  Integrity Alliance, Llc
  Plainview, NY

Previous Registrations

• 2003-08-20 → 2003-10-16
  Osaic Wealth, Inc.
  Ny, NY
  New York, NY
  Farmington, CT

Other Businesses

1.AMERICAN BUSINESS POSITION: Consultant NATURE: American Business is a Life Insurance General Agency. INVESTMENT RELATED: No NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 140 START DATE: 04/01/2002 ADDRESS: 950 Peninsula Corp Circle, Suite 1008, Boca Raton FL 33487 DESCRIPTION: I'm a life insurance agent and use American Business to place all of my personal life, disability, long term care and annuity business. They pay my corporation, SEG Wealth Advisory Corp. My work at American Business involves consulting with clients of Financial Advisors at UBS and P&C Producers at Alliant. 2.ALLIANT INSURANCE SERVICES POSITION: Consultant NATURE: Alliant is an insurance broker for nearly all types of insurance from personal to business and employee benefits. INVESTMENT RELATED: No NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 140 START DATE: 09/01/2012 ADDRESS: 32 Old Slip, 29th Floor, New York NY 10005 DESCRIPTION: I have 2 roles with Alliant. I place property and casualty insurance with them for individuals and businesses. I also work with their producers and clients on placing life, disability, long term care and fixed annuities. 3.SEG WEALTH ADVISORY CORP POSITION: Owner NATURE: I am the President, Owner and sole employee of SEG Wealth Advisory Corporation. The business has contracts with American Business, an Integrity Company, Alliant Insurance Services and Risk Strategies. I advise on and write life, disability, fixed annuities and long term care with American Business and Alliant. I write property and casualty insurance through Alliant and Risk Strategies. I also write group health and employee benefits with Ganun Insurance and PGM a Warner Pacific Company. INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 140 START DATE: 02/01/2008 ADDRESS: 998C Old Country Road, Suite 285, Plainview NY 11803 DESCRIPTION: I consult on and write, life, disability, long term care, fixed annuities, property and casualty as well as health insurance and employee benefits. 4.RZH RISK MANAGEMENT POSITION: Owner NATURE: Property and Casualty Insurance consulting. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2020 ADDRESS: 18 School Street, Port Washington NY 11803, United States DESCRIPTION: I have not spent any time on this business. It has been inactive. 5.RSC INSURANCE BROKERAGE INC DBA RISK STRATEGIES: INSURANCE SALES; CONTRACTOR; START DATE - 01/2023; 5; 5; P&C BUSINESS; NOT INVESTMENT RELATED. 6.MJP ASSOCIATES POSITION: Consultant NATURE: MJP Associates, dba MJP Wealth Advisors is an RIA. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 04/01/2008 ADDRESS: 74 Batterson Park Road, Suite 103, Farmington CT 06032 DESCRIPTION: I am a Wealth Advisor with MJP. All of the clients I service are done jointly with Brian Vendig, the owner and head of the investment committee. Brian holds discretionary authority on all accounts. I manage relationships and do new business development. 7.RISK STRATEGIES POSITION: Consultant NATURE: Risk Strategies is an insurance broker in nearly all lines of insurance from personal to business and employee benefits. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 02/01/2009 ADDRESS: 333 Earle Ovington Blvd, Uniondale NY 11556, DESCRIPTION: I manage relationships and consult with an existing set of property and casualty clients. I have the ability to place new business as well.

Exams

• S63 Uniform Securities Agent State Law Examination
  1998-02-16

Designations

Other Names

• Steven E Glick