Joseph Stein

Employer firm

Oppenheimer & Co. Inc. CRD 249

$36.7B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 09/2024
  Morgan Stanley
  New York, NY
• 01/2015 → 09/2024
  Morgan Stanley Private Bank, National Association
  New York, NY
• 10/2024 → Present
  Oppenheimer & Co. Inc.
  New York, NY

Previous Registrations

• 2014-09-16 → 2024-10-17
  Morgan Stanley
  New York, NY
• 2002-07-26 → 2014-09-23
  Neuberger Berman Bd Llc
  New York, NY
  New York, NY

Other Businesses

1. BOARD MEMBER OF CO-OP @ MY RESIDENCE (50+ YEARS). 2-3 HOURS/YEAR DISCUSS BUDGET & MAINTENANCE OF BUILDING 2. PRESIDENT OF CO-OP @ MY RESIDENCE (50+ YEARS). 2-3 HOURS/YEAR TO ADVISE & REVIEW ON BUDGET OF THE BUILDING 3. CO-TRUSTEE OF JAN C. BENJAMIN 2023 IRREV. TRUST, NEW ORLEANS, LA. MAINTAIN ASSETS FOR THE TRUST OF MY NIECE 6 HOURS/YEAR 4. JSJ HOLDINGS LLC-JUNE 2007. INVESTMENT-100% OWNER. OWNS 1 BARGE PURCHASED IN 1983 TO MOVE GRAIN ON THE MISSISSIPPI RIVER. 0 TIME SPENT. ADDRESS: 960 PARK AVE., NEW YORK, NY 10028. 5. JACK C BENJAMIN SR. FAMILY TRUST. TRUSTEE-(BROTHER IN LAW ). INVESTMENTS FOR THE TRUST. ASSOCIATION BEGAN 6/11/2018. ADDRESS: 452 HECTOR AVE, METAIRIE, LA 70005. SPEND APPROX. 6 HRS PER YEAR 6. JACK C BENJAMIN JR. 2019 FAMILY TRUST #1-10/28/2019 ASSOCIATION BEGAN. CO-TRUSTEE OF NEPHEWS TRUST. INVESTMENTS FOR THE TRUST. ADDRESS: 452 HECTOR AVE, METAIRIE, LA 70005. APENDS APPROX. 1 HOUR PER YEAR 7. SBH LLC, SB-10-D LLC, SB-10-C LLC, SB-10-B LLC,SB-10-A LLC,SB 100 LLC, SB 10 MS LLC. CO-OWNER/MEMBER (TIMBER CO.) SBH LLC- PARENT LLC OF FAMILY'S PROPERTY. OWNS PROPERTY WITH CHILDREN: JEFFREY STEIN, ANDREW STEIN,NIECE-JAN BENJAMIN & NEPHEW-JACK C. BENJAMIN JR. ADDRESS: 452 HECTOR AVE, MATAIRIE, LA 70005. VISIT ONCE A YEAR. OWNED MANY GENERATIONS LLC-2003 8.JAN C BENJAMIN 2018 FAMILY TRUST NO. 1. ASSOCIATION BEGAN: 12/27/2018. TRUSTEE: MAINTAIN INVESTMENTS OF THE TRUST ASSETS. ADDRESS: 452 HECTOR AVE., MATAIRIE, LA 70005. SPEND APPROX. 6 HOURS PER YEAR 9.I SERVE AS A TRUSTEE UNDER MY NIECE'S WILL FOR MY NEPHEW'S CHILD, EMMA 10.I SERVE AS A TRUSTEE UNDER MY NIECE'S WILL FOR MY NEPHEW'S CHILD, JACK

Exams

• S63 Uniform Securities Agent State Law Examination
  1992-09-22

Other Names

• Joseph Stein
• Joseph Stein