Laura Joy Sloate

Employer firm

Neuberger Berman Bd LLC CRD 2908

Reported services (Item 5G)

• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2005 → Present
  Neuberger Berman
  New York, NY

Previous Registrations

• 2002-10-23 → 2005-05-31
  Sloate, Weisman, Murray & Company, Inc.
  New York, NY

Other Businesses

METROPOLITAN OPERA - CHAIR OF INVESTMENT COMMITTEE SINCE 2004. RESPONSIBLE FOR THE SELECTION OF INVESTMENT MANAGERS, ASSET ALLOCATION, POLICY REVIEW AND PERFORMANCE REVIEW. APPROXIMATELY 12 HOURS PER MONTH ARE DEVOTED TO THE COMMITTEE. CENTRAL SYNAGOGUE - MEMBER OF INVESTMENT COMMITTEE SINCE 2003. RESPONSIBLE FOR THE SELECTION OF INVESTMENT MANAGERS, ASSET ALLOCATION, AND PERFORMANCE REVIEW. APPROXIMATELY 2 HOURS PER MONTH ARE DEVOTED TO THE COMMITTEE. I HAVE A DREAM FOUNDATION - NATIONAL BOARD OF TRUSTEES MEMBER SINCE JUNE 2006. UTILIZING HER EXPERTISE AND KNOWLEDGE IN THE FIELD OF EDUCATION AND BUSINESS MANAGEMENT TO HELP THE ORGANIZATION BECOME MORE STRUCTURED AND UNIFORM ACROSS THE STATES, OFFERING MORE VISIBILITY AND A HIGHER CORPORATE PROFILE. APPROXIMATELY 4-6 HOURS PER MONTH (DURING NON-TRADING HOURS) WILL BE DEVOTED TO THE FOUNDATION.Also,The Perlman Music Program,Member Board of Trustees,Start Date, 01/08/2009,1 Hour a month dedicated one hour a month during non-trading hours. Neuberger Berman BD LLC ("NBBD") is a wholly owned subsidiary of Neuberger Berman Investment Advisers LLC, ("NBIA") a registered investment adviser, which shares offices with each NBBD office. Concurrent with the Registered Representative's duties to NBBD throughout the Registered Representative's period of employment at NBBD, they also provide portfolio management services to various NBBD clients, including separate accounts and pooled investment vehicles, which are managed by NBIA, on an ongoing basis.

Exams

• S63 Uniform Securities Agent State Law Examination
  1988-03-31

Designations

• Chartered Financial Analyst

Other Names

• Laura J Sloate