Inactive

Richard Morley Sincerbeaux

Rm Sincerbeaux Capital Management, LLC.

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Current Employers

Rm Sincerbeaux Capital Management, Llc.

1120 Avenue Of The Americas, Suite 4044, New York, NY 10036-6700 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-03-09

NY RA
APPROVED

Since 2021-03-09

Branch Locations

1120 Avenue Of The Americas, Suite 4044, New York, NY 10036-6700 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
R M Sincerbeaux Capital Management Llc,	New York	NY	04/2007	Present

04/2007 → Present

R M Sincerbeaux Capital Management Llc,

New York, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-05-16
S63	Uniform Securities Agent State Law Examination	1984-04-04

S65 Uniform Investment Adviser Law Examination

2000-05-16
S63 Uniform Securities Agent State Law Examination

1984-04-04

Other Names

Dick Sincerbeaux

View on SEC IAPD

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