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Jerry W Sims

Wells Fargo Clearing Services, LLC

Waco, TX

Waco, TX

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2003-07-01
  • TX RA
    APPROVED
    Since 2003-07-01

Branch Locations

1105 Wooded Acres Dr Ste 600, Waco, TX 76710 • United States

Waco, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Dallas TX 05/2009 11/2016
Wells Fargo Clearing Services, Llc Dallas TX 11/2016 Present
Previous Registrations
  • 2001-05-11 → 2003-07-01
    Prudential Equity Group, Llc
    Dallas, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-06-09
S63 Uniform Securities Agent State Law Examination 1980-10-09
  • S65 Uniform Investment Adviser Law Examination
    1992-06-09
  • S63 Uniform Securities Agent State Law Examination
    1980-10-09
Other Names
  • Jerry Wayne Sims

View on SEC IAPD

Other Firms

THE ASPEN EQUITY GROUP
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
ACADEMY CAPITAL MANAGEMENT
J.P. MORGAN SECURITIES LLC
JOHN WESSLER & ASSOCIATES
EDWARD JONES
PNC WEALTH MANAGEMENT LLC
STATE FARM INVESTMENT MANAGEMENT CORP.

Other Investors

ROBERT LEE CLUCK
NITA LYON TUCKER
Kristen Renee Chamblee
Carter JOHN Harris
TERRY C HAYES
Kristina Mayes
CHASSIDY G WYNNE
ROSE MARIE GARCIA

Other Offices

THE ASPEN EQUITY GROUP · WACO, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WACO, TX
ACADEMY CAPITAL MANAGEMENT · WACO, TX
ACADEMY CAPITAL MANAGEMENT · WACO, TX
ACADEMY CAPITAL MANAGEMENT · WACO, TX
J.P. MORGAN SECURITIES LLC · WACO, TX
JOHN WESSLER & ASSOCIATES · WACO, TX
EDWARD JONES · WACO, TX

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