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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2023-08-10
TX RA APPROVED_RES 2023-08-10
  • TN RA
    APPROVED
    Since 2023-08-10
  • TX RA
    APPROVED_RES
    Since 2023-08-10

Branch Locations

2176 West St Ste 100, Germantown, TN 38138 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Mutual Life St. Paul MN 10/1978 Present
Securian Financial Services, Inc. St. Paul MN 07/1990 08/2023
Shoemaker Agency Germantown TN 10/1978 Present
Securian Financial Services, Inc. St. Paul MN 01/2004 08/2023
Shoemaker Advisory Corporation Germantown TN 04/1984 Present
Cetera Wealth Services, Llc Germantown TN 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 10/1978 → Present
    Minnesota Mutual Life
    St. Paul, MN
  • 07/1990 → 08/2023
    Securian Financial Services, Inc.
    St. Paul, MN
  • 10/1978 → Present
    Shoemaker Agency
    Germantown, TN
  • 01/2004 → 08/2023
    Securian Financial Services, Inc.
    St. Paul, MN
  • 04/1984 → Present
    Shoemaker Advisory Corporation
    Germantown, TN
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Germantown, TN
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2003-02-27 → 2023-08-10
    Securian Financial Services, Inc.
    Germantown, TN
    Brentwood, TN
    St. Paul, MN
  • 2005-06-03 → 2007-12-31
    Shoemaker Advisory Corporation
    Germantown, TN
Other Businesses

KINGDOM ADVISORS POSITION: Director NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/1998 ADDRESS: , Atlanta GA , United States DESCRIPTION: Director SHOEMAKER INSURANCE SOLUTIONS POSITION: Owner NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 4 START DATE: 01/01/2018 ADDRESS: , Germantown TN , United States DESCRIPTION: Owner

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1981-12-07
  • S63 Uniform Securities Agent State Law Examination
    1981-12-07
Designations
Other Names
  • Jim Shoemaker

View on SEC IAPD

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