Best Investors
Account
Sign in
Best Investors
Account
Sign in
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ID | RA | APPROVED | 2011-02-14 |
| TX | RA | APPROVED_RES | 2009-03-19 |
| WA | RA | APPROVED | 2008-11-05 |
Branch Locations
601 W. Riverside Avenue, Spokane, WA 99201 • United States
Spokane, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Spokane | WA | 11/2008 | Present |
1) JOHN W. & DIANE S. SCELFO IRREVOCABLE TRUST-FAMILY TRUST, ACT AS A TRUSTEE-1 HR. PER MONTH. 2) 1221 Riverside LLC / United States / 1221 West Riverside, Spokane, WA 99201 / LLC to own home with my partner. / Real Estate / Entity will own a home with my personal partner who is also a client. Seattle compliance has already reviewed matter and told me to do a final submission for approval when the entity becomes effective which will be this week or next. / Co ownership of a personal residence with personal partner. / Investment in Company?: YES; 50% / Start Date 3/1/2020 3) S Irrevocable Trust, Passive Life Insurance Trust, Trustee, Financial advice, start date-1/2/2007, SpokaneWAUSA99203.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-11-07 |
| S63 | Uniform Securities Agent State Law Examination | 1983-01-08 |
Reach out to this advisor