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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2009-06-01 |
| TX | RA | APPROVED_RES | 2009-06-01 |
Branch Locations
6565 Americas Parkway Suite 400, Albuquerque, NM 87110 • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Albuquerque | NM | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1. RAW LAND PURCHASES-RIO RANCHO, N.M.-LAND SPECULATION-PARTNERS IN PURCHASE-HOLD RAW LAND FOR LONG TERM GAINS *248998- Rental Property; Investment related: Yes; albuquerque, New Mexico; Rental Property; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 01/1978; During business hours: 0; After business hours: 2; Property Management
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 1984-04-24 |
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