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Michael Schwartz

Oppenheimer & Co. Inc.

New York, NY

North Palm Beach, FL

East Rockaway, NY

New York, NY

Wellington, FL

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-07
CA RA APPROVED 2006-03-29
  • NY RA
    APPROVED
    Since 2021-04-07
  • CA RA
    APPROVED
    Since 2006-03-29

Branch Locations

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

11780 U.S. Highway 1 Suite N101, North Palm Beach, FL 33408 • United States

East Rockaway, NY • United States

666 3Rd Avenue, New York, NY 10017 • United States

Wellington, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fahnestock & Co., Inc. New York NY 02/2003 Present
  • 02/2003 → Present
    Fahnestock & Co., Inc.
    New York, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-01-25
  • S63 Uniform Securities Agent State Law Examination
    1999-01-25

View on SEC IAPD

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