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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2009-08-24
  • MO RA
    APPROVED
    Since 2009-08-24

Branch Locations

622 Emerson Rd Ste 400, Saint Louis, MO 63141 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Todd Organization Of St Louis Llc St Louis MO 06/1969 Present
Northwestern Mutual Investment Services, Llc Milwaukee WI 09/1974 Present
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 4.5% OWNER, THE PRODUCER GROUP, LLC D/B/A THE TODD ORG, NON QUALIFIED EXECUTIVE BENEFITS, START DATE 11/07, 200 HRS/MO., INVESTMENT RELATED 70% OWNER OF THE TODD ORG OF ST LOUIS, NON QUALIFIED EXECUTIVE BENEFIT PLANS, START 01/12, INVESTMENT RELATED

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-07-06
  • S63 Uniform Securities Agent State Law Examination
    1998-07-06
Designations

View on SEC IAPD

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