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600 Travis Suite 5900, Houston, TX 77002-3003 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2006-09-12 |
| CO | RA | APPROVED | 2006-09-05 |
| MO | RA | APPROVED | 2006-09-05 |
| CT | RA | APPROVED | 2006-09-01 |
| FL | RA | APPROVED | 2006-08-31 |
| GA | RA | APPROVED | 2006-08-31 |
| IL | RA | APPROVED | 2006-08-31 |
| PA | RA | APPROVED | 2006-08-31 |
| VA | RA | APPROVED | 2006-08-31 |
| CA | RA | APPROVED | 2006-08-30 |
| LA | RA | APPROVED | 2006-08-30 |
| NE | RA | APPROVED | 2006-08-30 |
| TX | RA | APPROVED | 2006-07-17 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sanders Morris Harris Inc. | Houston | TX | 07/1987 | Present |
| Sanders Morris Harris Group Inc. | Houston | TX | 07/1987 | Present |
| Sof Management, Llc | Houston | TX | 01/2006 | Present |
1)RYAN SANDERS BASEBALL GP, LLC, NO, ROUND ROCK,TX, GP OF RYAN SANDERS BASEBALL LP, MGR, 4/04, 4HRS, .25 HRS, ATTEND BOARD MTGS; 2)HOUSTON TEXANS BOWL BACKERS, NOT INVESTMENT RELATED, LONE STAR ENTERTAINMENT RELIANT STADIUM TWO RELIANT PARK, HOUSTON TX, CORPORATION, DOARD OF DIRECTORS, 8/2006, 4 HRS PER MONTH, 1HR PER MONTH; 3) HOUSTON POLICE OFFICERS PENSION SYSTEM, NOT INVESTMENT RELATED, HOUSTON, TX, CITY POLICE RETIREMENT PROGRAM, BOARD MEMBER, 4/1/2016, 5 HRS PER MONTH, 3 HRS DURING SECURITIES TRADING HOURS, ATTEND BOARD MEETINGS. 4) Harris County Sports Authority, Not investment related. Houston TX. Board of Directors. Sept 2025. 1-2 Hrs. per month. 1 Hour during securities trading hours. Attend board meetings.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-08-24 |
| S63 | Uniform Securities Agent State Law Examination | 1981-07-16 |
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