Best Investors Account Sign in

Robert Sablowsky

Oppenheimer & Co. Inc.

New York, NY

CRD 408620

Claim This Profile
Employer firm

Oppenheimer & Co. Inc. CRD 249

$36.7B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-07
  • NY RA
    APPROVED
    Since 2021-04-07

Branch Locations

666 3Rd Avenue, New York, NY 10017 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Fahnestock & Co., Inc. New York NY 10/1996 Present
  • 10/1996 → Present
    Fahnestock & Co., Inc.
    New York, NY
Other Businesses

1. DIRECTOR/TRUSTEE, RBB FUNDS - MUTUAL FUND GROUP, 615 E. Michigan Street, Milwaukee, WI 53202. START DATE 1989, HOURS PER MONTH 3 TO 4 0 HOURS DURING TRADING , CHAIRPERSON: REGULATORY OVERSIGHT COMMITTEE. 2. TRUSTEE JOHN SABLOWSKY LIFE INSURANCE TRUST 3. 60% PARTNER IN CC OF NY A FAMILY PARTNERSHIP INVESTED IN A SINGLE PIECE OF REAL ESTATE. 4.RBB FUNDS, MULTISERIES MUTUAL FUND TRUST-VICE CHAIRMAN-START DATE 10/22-DEVOTE 8-10 HOURS PER MONTH OUTSIDE OF TRADING HOURS-DUTIES-HEAD OF REGULATORY OVERSITE COMMITTEE-MEMBER FAIR VALUE AND PRODUCT DEVELOPMENT COMMITTEE: ADDRESS-615 EAST MICHIGAN ST. MILWAUKEE, WI 53202

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-23
S63 Uniform Securities Agent State Law Examination 1985-03-28
  • S65 Uniform Investment Adviser Law Examination
    1999-12-23
  • S63 Uniform Securities Agent State Law Examination
    1985-03-28

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in New York, NY

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor