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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2019-07-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cfd Investments, Inc. | Kokomo | IN | 07/1991 | 07/2019 |
| Creative Financial Designs, Inc. | Kokomo | IN | 02/1995 | 07/2019 |
| Jim Russell Financial Services | Cedar Rapids | IA | 08/1979 | Present |
| Lpl Financial, Llc | Marion | IA | 07/2019 | Present |
1. 01/01/1990 - JIM RUSSELL FINANCIAL SERVICES/ BUSINESS ENTITY FOR TAX, INVESTMENT PURPOSES ONLY/ INVESTMENT RELATED/ 0%/ MARION, IA 2. 07/29/2019 - EASTERN IOWA FINANCIAL GROUP/ NON-VARIABLE INSURANCE/ INVESTMENT RELATED/ 0%/ MARION, IA
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-10-30 |
| S63 | Uniform Securities Agent State Law Examination | 1987-06-11 |
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