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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2024-06-14 |
| TX | RA | APPROVED | 2024-06-14 |
Branch Locations
151 5Th Ave Se Suite 300, Cedar Rapids, IA 52401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Cedar Rapids | IA | 11/2014 | 06/2024 |
| Securities America Advisors, Inc. | Cedar Rapids | IA | 11/2014 | 06/2024 |
| Osaic Wealth, Inc. | Cedar Rapids | IA | 06/2024 | Present |
| Osaic Wealth, Inc. | Cedar Rapids | IA | 06/2024 | Present |
1. DBA - Compass Financial Partners 2. TRUENORTH COMPANIES POSITION: Agent NATURE: I am a licensed Insurance Agent selling Life insurance and Disability insurance and fixed annuities. INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 50 START DATE: 11/01/2000 ADDRESS: 151 5th Aven SE, Suite 300, Cedar Rapids IA 52401, United States DESCRIPTION: i sell life insurance products that are not securities related through this entity.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1987-07-08 |
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