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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-09-26
IA RA APPROVED 2024-06-14
  • TX RA
    APPROVED_RES
    Since 2024-09-26
  • IA RA
    APPROVED
    Since 2024-06-14

Branch Locations

151 5Th Ave Se Suite 300, Cedar Rapids, IA 52401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors, Inc. Hiawatha IA 05/2015 07/2017
Securities America, Inc. Cedar Rapids IA 07/2017 06/2024
Securities America Advisors Cedar Rapids IA 07/2017 06/2024
Osaic Wealth, Inc. Cedar Rapids IA 06/2024 Present
Osaic Wealth, Inc. Cedar Rapids IA 06/2024 Present
Previous Registrations
  • 2017-07-25 → 2024-06-14
    Securities America Advisors, Inc.
    Cedar Rapids, IA
  • 2015-05-22 → 2017-07-25
    Cedar Rapids, IA
    Des Moines, IA
    Van Horne, IA
    Cedar Rapids, IA
    Hiawatha, IA
  • 2012-07-05 → 2015-05-08
    Msi Financial Services, Inc.
    Cedar Rapids, IA
Other Businesses

1. FIXED INSURANCE BUSINESS THROUGH COMPASS FINANCIAL PARTNERS (DBA) POSITION: insurance agent NATURE: Fixed Insurance Business INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 07/13/2017 ADDRESS: 151 5th Ave SE Ste 300, Cedar Rapids IA 52401, United States DESCRIPTION: DBA- for Securities Business and Fixed Insurance Business. Insurance business with Senior Market Sales, Medicare Advantage/Supplement Part D. Fixed Life Insurance sales with affiliated, Kansas City Life and Crump. 2. DONNA JENKINS LC POSITION: Owner - Agent NATURE: Medicare Insurance Through Senior Market Sales, established LLC, Donna Jenkins LC and recontracted with various Medicare Insurance carriers as a General Agent Contract so that I can have one agent under myself to help to market and set up Medicare Plans. This agent is Alexis Poundstone, she is already and associated person with SAI. INVESTMENT RELATED: Yes NUMBER OF HOURS: 14 SECURITIES TRADING HOURS: 10 START DATE: 10/01/2021 ADDRESS: 151 5th Ave NE, Ste 300, Cedar Rapids IA 52401, United States DESCRIPTION: Set up Medicare Plans for our existing clients.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-04-16
S63 Uniform Securities Agent State Law Examination 2000-07-17
  • S65 Uniform Investment Adviser Law Examination
    2012-04-16
  • S63 Uniform Securities Agent State Law Examination
    2000-07-17
Other Names
  • Donna Jenkins
  • Donna Sue Slaymaker
  • Donna Sue Littrel
  • Donna Sue Littrel Barnard

View on SEC IAPD

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