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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-09-26 |
| IA | RA | APPROVED | 2024-06-14 |
Branch Locations
151 5Th Ave Se Suite 300, Cedar Rapids, IA 52401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial Advisors, Inc. | Hiawatha | IA | 05/2015 | 07/2017 |
| Securities America, Inc. | Cedar Rapids | IA | 07/2017 | 06/2024 |
| Securities America Advisors | Cedar Rapids | IA | 07/2017 | 06/2024 |
| Osaic Wealth, Inc. | Cedar Rapids | IA | 06/2024 | Present |
| Osaic Wealth, Inc. | Cedar Rapids | IA | 06/2024 | Present |
1. FIXED INSURANCE BUSINESS THROUGH COMPASS FINANCIAL PARTNERS (DBA) POSITION: insurance agent NATURE: Fixed Insurance Business INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 07/13/2017 ADDRESS: 151 5th Ave SE Ste 300, Cedar Rapids IA 52401, United States DESCRIPTION: DBA- for Securities Business and Fixed Insurance Business. Insurance business with Senior Market Sales, Medicare Advantage/Supplement Part D. Fixed Life Insurance sales with affiliated, Kansas City Life and Crump. 2. DONNA JENKINS LC POSITION: Owner - Agent NATURE: Medicare Insurance Through Senior Market Sales, established LLC, Donna Jenkins LC and recontracted with various Medicare Insurance carriers as a General Agent Contract so that I can have one agent under myself to help to market and set up Medicare Plans. This agent is Alexis Poundstone, she is already and associated person with SAI. INVESTMENT RELATED: Yes NUMBER OF HOURS: 14 SECURITIES TRADING HOURS: 10 START DATE: 10/01/2021 ADDRESS: 151 5th Ave NE, Ste 300, Cedar Rapids IA 52401, United States DESCRIPTION: Set up Medicare Plans for our existing clients.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-04-16 |
| S63 | Uniform Securities Agent State Law Examination | 2000-07-17 |
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