Best Investors
Account
Sign in
Best Investors
Account
Sign in
920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2023-12-12 |
| MN | RA | APPROVED | 2021-03-24 |
Branch Locations
652 Bielenberg Drive Ste 201, Woodbury, MN 55125 • United States
920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 06/2006 | 03/2021 |
| Northwestern Mutual Investment Services Llc | Woodbury | MN | 08/2006 | 03/2021 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | 03/2021 |
| Lpl Financial, Llc | Woodbury | MN | 03/2021 | Present |
| Great Valley Advisor Group | Wilmington | DE | 03/2021 | Present |
| Two Rivers Wealth Management | Woodbury | MN | 03/2021 | Present |
1. 3/24/2021 - HALLET FINANCIAL - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 04/01/2021 - 15 Hours Per Month/.5 Hours During Securities Trading - Time Spent 5% - Annuities, LTC, Disability Insurance, Life Insurance. 2. 3/24/2021 - TWO RIVERS WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 3/1/2021 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 3. 3/31/2021 - GREAT VALLEY ADVISOR GROUP, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 03/01/2021 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Great Valley Advisor Group, Inc., an independent investment advisor firm. I started this business activity in 03/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 1/26/2023 - School District of Prescott, WI - Not Investment Related - 1220 Saint Croix St, Prescott, WI 54021 - Other - coaching - 7th grade basketball coach - Start Date - 11/01/2022 - 25 Hours Per Month/0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2006-09-19 |
Reach out to this advisor