James Jay Person

Employer firm

Synergy Financial Partners, LLC CRD 305287

$309M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2009 → 02/2018
  Sii Investments
  Denver, CO
• 02/2018 → Present
  Lpl Financial Llc
  Denver, CO
• 07/2019 → Present
  Synergy Financial Partners, Llc
  Denver, CO

Previous Registrations

• 2009-02-17 → 2018-02-14
  Sii Investments, Inc.
  Denver, CO
• 2007-08-01 → 2009-02-23
  Equitable Advisors, Llc
  Denver, CO
  Denver, CO
  Lakewood, CO
• 2004-02-03 → 2007-08-01
  Hornor, Townsend & Kent, Llc
  Denver, CO
• 1999-01-01 → 2004-02-03
  New England Securities
  Denver, CO

Other Businesses

1. 02/14/2018 - SYNERGY FINANCIAL PARTNERS - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/2007 - OFFERING FIXED INSURANCE PRODUCTS. 2. 02/14/2018 - Crump - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - 1 Hour Per Month - Life insurance and fixed annuities. 3. 11/29/2019 - Synergy Financial Partners, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 10/15/2019 - 120 Hours Per Month During Securities Trading - I provide investment advisory services through Synergy Financial Partners, LLC, an independent investment advisor firm. I started this business activity in 10/2019. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-23
• S63 Uniform Securities Agent State Law Examination
  1997-03-18

Designations

• Chartered Financial Consultant