Best Investors Account Sign in
Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-14
CT RA APPROVED 2016-09-06
  • NY RA
    APPROVED
    Since 2021-06-14
  • CT RA
    APPROVED
    Since 2016-09-06

Branch Locations

320 Park Avenue Fl 14, New York, NY 10022 • United States

Greenwich, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Deutsche Bank Securities Inc. New York NY 05/2008 09/2016
Raymond James & Associates, Inc. New York NY 09/2016 Present
257 Wythe Avenue Llc Greenwich CT 10/2008 Present
Previous Registrations
Other Businesses

(1)Name of Business: 257 Wythe Avenue LLC Address: One Old Mill Road, Greenwich, CT, 06830, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 10/16/2008 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My son and I own 3 buildings in Brooklyn NY that we have bought and renovated. After renovation, we rent the apartment units out and maintain the buildings. This disclosure is for one of the buildings, located at 257 Wythe Ave., Brooklyn NY (2)Name of Business: Parker's Antiques Address: One Old Mill Road, Greenwich, CT, 06830, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 08/26/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My wife & I have a small inactive antique business where we sometimes buy and sell antiques. Started on 8/11/1971. Your computer will not recognize that starting date above, so I filled in the earliest starting date it would recognize, 8/26/1972 (3)Name of Business: Property located at 445 Keap St., Brooklyn, NY Address: One Old Mill Road, Greenwich, CT, 06830, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 01/20/2005 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My son and I own 3 buildings in Brooklyn NY that we have bought and renovated. After renovation, we rent the apartment units out and maintain the buildings. This disclosure is for one of the buildings, located at 445 Keap St. in Brooklyn, NY (4)Name of Business: Property located at 688 Humboldt St., Brooklyn NY Address: One Old Mill Road, Greenwich, CT, 06830, United States Activity Type: Rental Real Estate Position/Title: Other Investment Related: Yes Start Date: 09/22/2016 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My son and I own 3 buildings in Brooklyn NY that we have bought and renovated. After renovation, we rent the apartment units out and maintain the buildings. This disclosure is for one of the buildings, located at 688 Humboldt St., Brooklyn NY

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1982-08-10
  • S63 Uniform Securities Agent State Law Examination
    1982-08-10

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in New York, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor