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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-14 |
| CT | RA | APPROVED | 2016-09-06 |
Branch Locations
320 Park Avenue Fl 14, New York, NY 10022 • United States
Greenwich, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Deutsche Bank Securities Inc. | New York | NY | 05/2008 | 09/2016 |
| Raymond James & Associates, Inc. | New York | NY | 09/2016 | Present |
| 257 Wythe Avenue Llc | Greenwich | CT | 10/2008 | Present |
(1)Name of Business: 257 Wythe Avenue LLC Address: One Old Mill Road, Greenwich, CT, 06830, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 10/16/2008 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My son and I own 3 buildings in Brooklyn NY that we have bought and renovated. After renovation, we rent the apartment units out and maintain the buildings. This disclosure is for one of the buildings, located at 257 Wythe Ave., Brooklyn NY (2)Name of Business: Parker's Antiques Address: One Old Mill Road, Greenwich, CT, 06830, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 08/26/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My wife & I have a small inactive antique business where we sometimes buy and sell antiques. Started on 8/11/1971. Your computer will not recognize that starting date above, so I filled in the earliest starting date it would recognize, 8/26/1972 (3)Name of Business: Property located at 445 Keap St., Brooklyn, NY Address: One Old Mill Road, Greenwich, CT, 06830, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 01/20/2005 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My son and I own 3 buildings in Brooklyn NY that we have bought and renovated. After renovation, we rent the apartment units out and maintain the buildings. This disclosure is for one of the buildings, located at 445 Keap St. in Brooklyn, NY (4)Name of Business: Property located at 688 Humboldt St., Brooklyn NY Address: One Old Mill Road, Greenwich, CT, 06830, United States Activity Type: Rental Real Estate Position/Title: Other Investment Related: Yes Start Date: 09/22/2016 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My son and I own 3 buildings in Brooklyn NY that we have bought and renovated. After renovation, we rent the apartment units out and maintain the buildings. This disclosure is for one of the buildings, located at 688 Humboldt St., Brooklyn NY
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1982-08-10 |
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