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Joseph Angelo Pardi

Janney Montgomery Scott LLC

Boca Raton, FL

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-11-08
NJ RA APPROVED 2024-11-07
TX RA APPROVED_RES 2024-11-07
  • FL RA
    APPROVED
    Since 2024-11-08
  • NJ RA
    APPROVED
    Since 2024-11-07
  • TX RA
    APPROVED_RES
    Since 2024-11-07

Branch Locations

2385 Nw Executive Center Drive Suite 200, Boca Raton, FL 33431 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Summit NJ 05/2009 11/2016
Wells Fargo Clearing Services, Llc Summit NJ 11/2016 11/2024
Janney Montgomery Scott Llc Boca Raton FL 11/2024 Present
Previous Registrations
  • 2002-11-01 → 2024-11-15
    Wells Fargo Clearing Services, Llc
    Summit, NJ
    Short Hills, NJ
    Summit, NJ
    Short Hills, NJ
    Summit, NJ
    Pompano Beach, FL
    Pompano Beach, FL
    Fort Lauderdale, FL
    Fort Lauderdale, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-08-05
S63 Uniform Securities Agent State Law Examination 1984-03-13
  • S65 Uniform Investment Adviser Law Examination
    1993-08-05
  • S63 Uniform Securities Agent State Law Examination
    1984-03-13

View on SEC IAPD

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WELLS FARGO CLEARING SERVICES, LLC

Other Investors

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Nancy JoeAnn Tush
LANCE P ROSS
BARBARA BLOOM VARGAS
ISABEL VOYER
JEFFREY MARK EAGLE
ELIZABETH V BRUNO
GREGORY DEHRMANN MISEYKO

Other Offices

SUN CAPITAL ADVISORS, L.P. · BOCA RATON, FL
AMERIPRISE FINANCIAL SERVICES, LLC · BOCA RATON, FL
HIGHTOWER ADVISORS, LLC · Boca Raton, FL
ISAM FUNDS (USA) LLC · BOCA RATON, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL
FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL
FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL

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