David Louis Okun

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2007 → Present
  Stifel, Nicolaus & Company, Incorporated
  New York, NY

Previous Registrations

• 2002-07-15 → 2007-08-21
  Ryan Beck & Co.
  New York, NY
  New York, NY

Other Businesses

1. COD FAMILY LTD PARTNERSHIP; PO Box 748 Long Beach NY 11561-0748; Antiques; employee; Help my daughter with her general partner duties; 01/02/2013; 6hrs/month; Not during securities trading hours; Not Investment-Related. 2. COD LLC; PO Box 748, Long Beach, NY 11561; holds interest in COD Family Ltd. Partnership; Owner; 09/12/2018; 3.00 Hour(s) Per Year; Not during securities trading hours; Not Investment-Related.

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-10-27
• S63 Uniform Securities Agent State Law Examination
  1980-11-06