John Peter O'CAllaghan

Employer firm

Spc CRD 110692

$6.10B regulatory AUM 4,483 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2014 → Present
  Sigma Financial Corporation
  Ann Arbor, MI
• 06/2014 → Present
  Sigma Planning Corporation
  Ann Arbor, MI

Previous Registrations

• 2004-05-13 → 2014-06-04
  Commonwealth Financial Network
  Chicago, IL
  Park Ridge, IL
• 2003-03-13 → 2004-05-27
  Lpl Financial Llc
  Chicago, IL
• 1999-11-24 → 2003-04-01
  Equitable Advisors, Llc
  Chicago, IL

Other Businesses

AS AN INDEPENDENTLY LICENSED INSURANCE AGENT I AM CURRENTLY APPOINTED WITH VARIOUS INSURANCE COMPANIES DBA - Touch Financial Group, Northfield, IL. Provide financial services. Start date: 4/14/23, approx. 160 hrs/mo. INV REL: Y

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-04-21
• S63 Uniform Securities Agent State Law Examination
  1989-05-09

Designations

• Chartered Financial Consultant

Other Names

• John Peter Ocallaghan