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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-04-09 |
| MD | RA | APPROVED | 2005-02-15 |
| MO | RA | APPROVED | 2004-01-16 |
Branch Locations
8182 Maryland Ave. 10Th Floor, Clayton, MO 63105 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co., Inc. | St. Louis | MO | 01/2004 | Present |
CO-TRUSTEE/ NON FAMILY TRUST
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-05-18 |
| S63 | Uniform Securities Agent State Law Examination | 1984-08-10 |
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