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William Herbert Niewoehner

Whn Investor Services, Inc.

Brookfield, WI

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Current Employers
Whn Investor Services, Inc.

Brookfield, WI • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2026-01-02
  • WI RA
    APPROVED
    Since 2026-01-02

Branch Locations

300 N. Corporate Dr., Brookfield, WI 53045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Whn Investor Services, Inc. Brookfield WI 07/1981 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1980-05-21
  • S63 Uniform Securities Agent State Law Examination
    1980-05-21

View on SEC IAPD

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Thomas James Berkholtz
Heather Christine Shutta
Jeffrey Lynn Stanich
Clayton Joel Beilfuss
Logan Alexander Kepler

Other Offices

ANNEX WEALTH MANAGEMENT, LLC · BROOKFIELD, WI
RBC CAPITAL MARKETS, LLC · BROOKFIELD, WI
MARINER · BROOKFIELD, WI
M HOLDINGS SECURITIES, INC. · Brookfield, WI
STATE FARM INVESTMENT MANAGEMENT CORP. · Brookfield, WI
AMERIPRISE FINANCIAL SERVICES, LLC · Brookfield, WI
ENTASIS ASSET MANAGEMENT LLC · Brookfield, WI
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · BROOKFIELD, WI

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