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Stephen Lawrence Murdock

Cetera Investment Advisers LLC

Whittier, CA

CRD 342990

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-06-29
TX RA APPROVED 2023-06-29
  • CA RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED
    Since 2023-06-29

Branch Locations

15141 E Whittier Blvd Ste 550, Whittier, CA 90603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Wealth Services, Llc El Segundo CA 01/2013 Present
Quantum Econometrics, Llc Whittier CA 03/2017 12/2023
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 01/2013 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 03/2017 → 12/2023
    Quantum Econometrics, Llc
    Whittier, CA
  • 06/2023 → Present
    Cetera Investment Advisers Llc
    Schaumburg, IL
Previous Registrations
  • 2017-04-25 → 2023-11-22
    Quantum Econometrics, Llc
    Whittier, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-10-27
  • S63 Uniform Securities Agent State Law Examination
    1994-10-27
Designations
  • Certified Financial Planner

View on SEC IAPD

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J.P. MORGAN SECURITIES LLC
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Nearby Investors

ENRIQUE ULLOA
Jorge D Torres
Rick A Murga

Nearby Offices

CITIGROUP GLOBAL MARKETS INC. · Whittier, CA
J.P. MORGAN SECURITIES LLC · WHITTIER, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WHITTIER, CA

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