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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2003-09-02 |
Branch Locations
1 Mid Rivers Mall Dr Ste 258, Saint Peters, MO 63376 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | St. Charles | MO | 05/2009 | Present |
SMITH-MUNDWILLER SECURITIES LLC, INVT RELATED, ST. CHARLES, MO, 100% OWNERSHIP WITH SPOUSE, START DATE 8/13/2003, 160 HRS PER MONTH, 160 HRS DURING TRADING, FINET PRACTICE
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-05-31 |
| S63 | Uniform Securities Agent State Law Examination | 1980-08-08 |
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