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275 N. Lindbergh Ste. 20, St. Louis, MO 63141 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-01-23 |
| AL | RA | APPROVED | 2016-10-11 |
| MO | RA | APPROVED | 2016-10-11 |
Branch Locations
1 Mid Rivers Mall Drive, Ste. 120, St. Peters, MO 63376 • United States
275 N. Lindbergh Ste. 20, St. Louis, MO 63141 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Krilogy Financial | St. Louis | MO | 09/2016 | Present |
1. HDN, LLC, investment-related, 650 Dyer Road, Wentzville, MO 63385, Real Estate, Member/Owner, LLC formed on 03/07/2022, 1-5 hours a month during non-business hours, 1-5 hours a month during business hours, Entity to hold Real Estate for rental properties and rental consultation. 2. TopView Capital, LLC, Investment Related, 6853 Olive Blvd, University City, MO 63130, Residential and Commercial Real Estate Business, Member/Owner, LLC formed on 1/15/2024, 1-5 hours a month during non-business hours, 1-5 hours a month during business hours, Duties relating to the business are review real estate transactions and opportunities. 3. TopView Construction LLC, Non-investment related, 6853 Olive Blvd, University City, MO 63130, General Maintenance and Residential Repairs, Minority Partner, 09/14/2024, 1-5 hours a month during non-business hours, 1-5 hours a month during business hours, Duties relating to the business are Minority Partner - This company is formed to assist TopView Capital LLC in general maintenance and residential repairs. 4. Topview Holdings LLC, investment related, 6853 Olive Blvd Saint Louis, MO 63130, holding company for other LLCs, member, 12/5/2025, 1 - 5 hours, 1 - 5 hours, holding/parent company 5. Topview Real Estate LLC, investment related, 6853 Olive Blvd Saint Louis, MO 63130, real estate, member, 12/5/2025, 1 - 5 hours, 1 - 5 hours, manage real estate
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-08-29 |
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