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Inactive

Hanh Duy Nguyen

Krilogy

St. Peters, MO

St. Louis, MO

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Current Employers
Krilogy

275 N. Lindbergh Ste. 20, St. Louis, MO 63141 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-23
AL RA APPROVED 2016-10-11
MO RA APPROVED 2016-10-11
  • TX RA
    APPROVED
    Since 2025-01-23
  • AL RA
    APPROVED
    Since 2016-10-11
  • MO RA
    APPROVED
    Since 2016-10-11

Branch Locations

1 Mid Rivers Mall Drive, Ste. 120, St. Peters, MO 63376 • United States

275 N. Lindbergh Ste. 20, St. Louis, MO 63141 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Krilogy Financial St. Louis MO 09/2016 Present
  • 09/2016 → Present
    Krilogy Financial
    St. Louis, MO
Other Businesses

1. HDN, LLC, investment-related, 650 Dyer Road, Wentzville, MO 63385, Real Estate, Member/Owner, LLC formed on 03/07/2022, 1-5 hours a month during non-business hours, 1-5 hours a month during business hours, Entity to hold Real Estate for rental properties and rental consultation. 2. TopView Capital, LLC, Investment Related, 6853 Olive Blvd, University City, MO 63130, Residential and Commercial Real Estate Business, Member/Owner, LLC formed on 1/15/2024, 1-5 hours a month during non-business hours, 1-5 hours a month during business hours, Duties relating to the business are review real estate transactions and opportunities. 3. TopView Construction LLC, Non-investment related, 6853 Olive Blvd, University City, MO 63130, General Maintenance and Residential Repairs, Minority Partner, 09/14/2024, 1-5 hours a month during non-business hours, 1-5 hours a month during business hours, Duties relating to the business are Minority Partner - This company is formed to assist TopView Capital LLC in general maintenance and residential repairs. 4. Topview Holdings LLC, investment related, 6853 Olive Blvd Saint Louis, MO 63130, holding company for other LLCs, member, 12/5/2025, 1 - 5 hours, 1 - 5 hours, holding/parent company 5. Topview Real Estate LLC, investment related, 6853 Olive Blvd Saint Louis, MO 63130, real estate, member, 12/5/2025, 1 - 5 hours, 1 - 5 hours, manage real estate

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-08-29
  • S65 Uniform Investment Adviser Law Examination
    2016-08-29
Designations
Other Names
  • Hanh Nguyen

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