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Bradley Wayne Prewitt

Commonwealth Financial Network

St. Peters, MO

CRD 3251376

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Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2016-09-02
  • MO RA
    APPROVED
    Since 2016-09-02

Branch Locations

692 Salt Lick Road, St. Peters, MO 63376 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Investments, Inc. Saint Peters MO 08/2010 09/2016
Commonwealth Financial Network San Diego CA 09/2016 Present
Previous Registrations
Other Businesses

1) Part owner of Compass Financial. Entity created to facilitate securities, advisory, and insurance business. Investment related and conducted at branch location. 2) Fixed insurance sales conducted under Compass Financial. Investment related and conducted at branch location.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-12-01
S63 Uniform Securities Agent State Law Examination 1999-08-25
  • S66 Uniform Combined State Law Examination
    2005-12-01
  • S63 Uniform Securities Agent State Law Examination
    1999-08-25
Other Names
  • Brad Prewitt
  • Bradley Prewitt

View on SEC IAPD

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