Frank Roy Wipfler

Current Employers

U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2026-02-13
TX	RA	APPROVED_RES	2026-02-13

MO RA
APPROVED

Since 2026-02-13
TX RA
APPROVED_RES

Since 2026-02-13

Branch Locations

1 Mid Rivers Mall Dr, Saint Peters, MO 63376 • United States

One Us Bank Plaza 7Th And Washington St, Saint Louis, MO 63101 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
U.S. Bancorp Investments, Inc.	Saint Peters	MO	01/2003	02/2026
U.S. Bancorp Advisors, Llc	Saint Peters	MO	02/2026	Present

01/2003 → 02/2026

U.S. Bancorp Investments, Inc.

Saint Peters, MO
02/2026 → Present

U.S. Bancorp Advisors, Llc

Saint Peters, MO

Previous Registrations

2004-10-27 → 2026-02-13

U.S. Bancorp Investments, Inc.

Saint Paul, MN

Saint Louis, MO

Clayton, MO

Saint Louis, MO

St. Louis, MO

Saint Peters, MO

Saint Peters, MO

Saint Louis, MO
2000-07-13 → 2003-01-30

Ubs Financial Services Inc.

Chesterfield, MO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-05-04

S66 Uniform Combined State Law Examination

2000-05-04

View on SEC IAPD

Current Employers

U.S. Bancorp Advisors, Llc

Disclosures

Employment History

Previous Registrations

Exams

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