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Employer firm

Retirement Plan Advisors, LLC CRD 122758

$3.54B regulatory AUM 25 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Retirement Plan Advisors, Llc

29 E. Madison St. Suite 500, Chicago, IL 60602-3205 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2025-11-03
  • MO RA
    APPROVED
    Since 2025-11-03

Branch Locations

1 Mid Rivers Mall Drive Suite 358, St. Peters, MO 63376 • United States

29 E. Madison St. Suite 500, Chicago, IL 60602-3205 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 09/2024 10/2025
Nami St Louis St Louis MO 03/2024 09/2024
City Of Chesterfield Chesterfield MO 07/2006 02/2024
Cambridge Investment Research. Inc. Fairfield IA 10/2025 Present
Retirement Plan Advisors, Llc Chicago IL 10/2025 Present
  • 09/2024 → 10/2025
    St Louis, MO
  • 03/2024 → 09/2024
    Nami St Louis
    St Louis, MO
  • 07/2006 → 02/2024
    City Of Chesterfield
    Chesterfield, MO
  • 10/2025 → Present
    Cambridge Investment Research. Inc.
    Fairfield, IA
  • 10/2025 → Present
    Chicago, IL
Previous Registrations
  • 2024-11-18 → 2025-10-06
    Wentzville, MO
    Chesterfield, MO
    Town & Country, MO
    Wentzville, MO
    St Louis, MO
Other Businesses

1. JACEY JOHNSON, 1 Mid Rivers Mall Dr, Ste 358, St Peters MO 63376, United States, 10/24/2025, Agent, Insurance/Benefits/Human Resources, INV REL, 5 HR/MO - 5 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-12
  • S66 Uniform Combined State Law Examination
    2024-11-12
Other Names
  • Jacey Lynn Putnam
  • Jacey Lynn Maki
  • Jacey L Putnam
  • Jacey Lynn Johnson

View on SEC IAPD

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