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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-18 |
| TX | RA | APPROVED_RES | 2012-08-15 |
| NJ | RA | APPROVED | 2012-08-02 |
Branch Locations
1211 Ave Of The Americas 27Th Fl, New York, NY 10036 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | New York | NY | 07/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | New York | NY | 11/2016 | Present |
EXECUTOR FOR FATHER, INV RELATED, SAYREVILLE, NJ, START: 5/3/2022, 10 HRS/MONTH, 0 HRS DURING TRADING.; CO-TRUSTEE FOR FATHER'S SIGNIFICANT OTHER, INV RELATED, SAYREVILLE, NJ, START: 5/30/2022, 2 HRS/MONTH, 0 HRS DURING TRADING.; CO-TRUSTEE FOR FATHER'S TRUST, INV RELATED, SAYREVILLE, NJ, START: 8/2/2022, 1 HR/MONTH, 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-04-08 |
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