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Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2006-06-01 |
Branch Locations
225 S Lake Ave Penthouse, Pasadena, CA 91101 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wedbush Securities | Pasadena | CA | 11/1988 | Present |
The McNairy Group; Investment Related; Pasadena, CA; Senior Vice President; DBA for Wedbush Securities business; Start: 01/2020; Approx: 40 hours weekly, during business hours; Duties: Sales advisor. DBA for Wedbush Securities business.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-01-18 |
| S63 | Uniform Securities Agent State Law Examination | 1984-10-08 |
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