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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2002-04-26 |
Branch Locations
6600 Westown Pkwy Ste 260, West Des Moines, IA 50266 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) | West Des Moines | IA | 04/2002 | Present |
1. 04/26/2002 - ASPEN FINANCIAL SERVICES, INC. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 12/4/2019 - 81st Street Urbandale Duplex, LLC - Investment Related - Urbandale, Iowa, 50322 - Real Estate Rental - Started 08/02/2019 - 0 Hours Per Month - Purchased DUPLEX - Wife, Marva, is a realtor and property manager. 3. 04/06/2022 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Producer - Start Date - 02/23/2022 - 1 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-02-16 |
| S63 | Uniform Securities Agent State Law Examination | 1979-09-15 |
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