Ronald William Mammen

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Other Businesses

(1) FIXED INSURANCE SALES; LIFE AND ANNUITIES. (2) NAME OF OTHER BUSINESS: MAMMEN FINANCIAL SERVICES INC ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: CORPORATION ; START DATE: 08/2002 ; POSITION/TITLE/RELATIONSHIP: OWNER/PRESIDENT /CEO ; APX NUMBER OF HOURS PER WEEK: LESS THAN 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1 ; BRIEF DESCRIPTION OF DUTIES: SIGN TAX RETURNS, LEASES AND FINANCIAL STATEMENTS, INFORMATIONAL NEWSLETTER;

Exams

• S63 Uniform Securities Agent State Law Examination
  1984-09-21

Designations

• Certified Financial Planner