Stephen Levine

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/1976 → Present
  Stephen Levine & Assoc. Ltd
  Commack, NY
• 09/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Other Businesses

1. NAME OF OTHER BUSINESS: STEPHEN LEVINE & ASSOCIATES LTD ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FOR TAX PURPOSES ONLY ; POSITION/TITLE/RELATIONSHIP: OWNER ; START DATE: 01/1978 ; APX NUMBER OF HOURS PER WEEK: NA ; APX NUMBER OF HOURS DURING TRADING HOURS: NA ; BRIEF DESCRIPTION OF DUTIES: DBA FOR TAX PURPOSES ONLY 2. INDEPENDENT INSURANCE AGENT LIFE/ACCIDENT/HEALTH BEGAN 01/1981, 1HR/WKDY ONLY

Exams

• S63 Uniform Securities Agent State Law Examination
  1987-01-05

Designations

• Chartered Financial Consultant